SEBI has issued a circular introducing a framework for monitoring and supervising system audits of stock brokers (SBs) through technology-based measures, effective for FY 2025-26. The framework aims ...

Risk identification, measurement, mitigation, reporting and monitoring, and governance are the five key pieces of an effective framework. Effective risk management plays a crucial role in any well ...

"The proposed monitoring and supervision framework for the system audit of ... from appointment to final report submissions, ensuring adherence to regulatory expectations. Stock exchanges will ...

INTERTANKO has also intervened during the development of the EU Monitoring and Reporting Directive [the regulatory framework established to ensure accurate, transparent and consistent monitoring and ...